registration as an Investment Advisor Representative (IAR).

If you haven’t yet passed the Series 65 or the combined Series 7&66, this is the first mission.

Here are some key vendors with excellent Series 65 self-study materials:

Kaplan

Exam FX

Securities Training Corp

*Certain professional designations such as CFA, CFP, or ChFc may qualify for an exam waiver. If you have any questions relating to such a waiver, please contact your compliance officer.

take the time you need to study and feel prepared to sit for your exam. When you are ready, let us know it’s time to open up a testing window.

while you study.

have fun, join in the conversation, read, question things, explore, learn!

While you may not officially dispense investment advice just yet, that doesn’t mean you have to keep yourself a secret.

Let your network and community know what you’re building towards, share your excitement.

Develop your voice and brand.

Be yourself.

You are every bit part of this team.